BNY Mellon Investment Adviser pays $1.5m SEC fine for ‘misstatements and omissions’ on ESG
The SEC found that “numerous investments held by certain funds did not have an ESG quality review score as of the time of investment”.
The SEC found that “numerous investments held by certain funds did not have an ESG quality review score as of the time of investment”.
Copyright PEI Media
Not for publication, email or dissemination